About RIA Marketing Engine
RIA Marketing Engine brings together marketing and technology experience with the RIA compliance expertise of RIA Compliance Group. We help advisory firms turn their expertise into a clear, professional presence through connected content, visibility, and compliance review.
The collaboration
Your website, content, search visibility, and public communications all shape how prospective clients understand your firm. RIA Marketing Engine brings those pieces together, combining practical marketing execution with an understanding of the compliance considerations that accompany an advisory firm’s communications.
Informing the work
RIA Compliance Group has contributed to the compliance considerations behind our marketing process, including the treatment of article content and disclosures. Those considerations inform how content is prepared, reviewed, and refined for each firm.
Meet the team
Director of Marketing
RIA Marketing Engine
Max leads RIA Marketing Engine’s marketing and technology work. His experience spans financial services and other regulated industries, including work with Fisher Investments, Peachtree Financial Solutions, and Dollar Financial Group. He brings strategy, website development, content production, search visibility, and technology together to help advisory firms turn their expertise into a clear, professional presence.
LinkedIn profile
Managing Member and Senior Compliance Consultant
RIA Compliance Group
Ara has more than 20 years of experience helping investment advisers address their regulatory and compliance responsibilities. His work spans SEC- and state-registered adviser compliance, investment adviser registrations, comprehensive compliance reviews, policies and procedures, training, and regulatory examination preparation. As Managing Member of RIA Compliance Group, he brings a broad understanding of the practical compliance needs of advisory firms.
RIA Compliance Group profile
Operations Director
RIA Compliance Group
Elizabeth’s financial-services career began in 1995 and spans operations management, client services, communications, and regulatory filings. At RIA Compliance Group, she oversees internal operations and supports client service and regulatory administration. She previously led a managed-services team at COMPLY Technologies focused on regulatory filings and client account support.
RIA Compliance Group profileExplore the offers
An ongoing marketing program covering content, search and AI visibility, local presence, and compliance review.
Explore Managed MarketingA focused setup project covering a professional website, custom lead magnet, and initial content, with compliance review included and optional ongoing support.
Explore the Starter PackTalk about your firm
Explore how content, visibility, and compliance review can support your firm.
